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HandbookDeal structure

What is a going-private transaction?

What it means and how to read it on a deal.

Tracking Alpha

What it is

A deal with an affiliate of the target, such as a controlling holder or management, on the buying side, under the SEC's Rule 13e-3, which calls for extra disclosure.

On the site asGoing-private filing (Schedule 13E-3)May be requiredRequiredFiled

How to read it

The checklist says whether the filings say a Schedule 13E-3 may be required, is required or was filed. In it the buyers give their view of the deal's fairness.

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